Plan Ledger DOL Form 5500 · updated monthly

Nomura Securities International, Inc.401(k)

NOMURA SECURITIES INTERNATIONAL, INC. RETIREMENT INVESTMENT PLAN · NEW YORK, NY · plan year 2024

Reported admin expense ratio · 2024
0.04%

Peer grade: A- · admin costs + employer contributions vs same-size plans · how grading works

Nomura Securities International, Inc. reported $455,598 in plan administrative expenses for 2024: 0.04% of average plan assets, below the peer median. Employer contributions averaged $17,292 per active participant. This ratio covers administrative expenses reported on the plan's Schedule H only; fund-level expense ratios are not included in public structured data — see methodology.

Across the 3 years on file its reported administrative ratio has held roughly steady near 0.041%. The plan sits in the over $1B size bracket, benchmarked here against 1,229 comparable plans and shown alongside other finance & insurance employers. By assets it is the 102nd-largest of 5,648 plans among New York employers on file, and the 151st of 4,798 in finance & insurance. In 2024, the employer put in $1.10 for every $1.00 employees contributed themselves; active participation has grown from 1,923 to 2,190 since 2022.

Plan summary
Net assets, end of year$1,196,114,907
Participants with balances4,090
Active participants2,190
Employer contributions$37,868,573
Employee contributions$34,504,109
Employer contribution per active participant$17,292
Average account balance$292,449
Benefits paid to participants$61,283,540
Plan auditUnmodified (clean) audit opinion
AuditorMITCHELL & TITUS
Plan history3
Yearassets · accounts · employer contribution
2024$1.2B · 4,090 accts · $37.9M emplr
2023$1.0B · 4,002 accts · $34.9M emplr
2022$848.2M · 3,763 accts · $29.8M emplr
The Nomura Securities International, Inc. 401(k) match · 2024
Employer contribution per active participant$17,292
Median for plans this size$5,259
2024$17,292 per active participant
2023$16,549 per active participant
2022$15,492 per active participant

Nomura Securities International, Inc.'s 2024 employer contribution ran above the $5,259 median for plans its size, placing it in the top quarter of its peers. Filings report dollars actually contributed, not the match formula; the formula itself (for example, 50% of the first 6% of pay) lives in the plan's summary plan description from HR.

What these fees cost you

Annual cost at the plan's reported 2024 administrative ratio, against the median plan its size; fund expense ratios are extra. Compare any plan.

Service providers · 20242
THE VANGUARD GROUP, INC. · Recordkeeping · Consulting$286,071
VANGUARD ADVISERS INC. · Investment advisory (participants)$172,928

Compensation shown is direct payments from plan assets reported on Schedule C. Providers paid through fund revenue-sharing appear as indirect.

Recordkeeper by year2
2024Vanguard
2023Vanguard

Looking for an account from a past job here? How to find an old 401(k).

Administrative cost history3
2024$455,598 · 0.04%
2023$450,375 · 0.05%
2022$361,630 · 0.04%
Same employer
Similar plansFinance & Insurance · New York
Paychex Retirement LLC NY$1.8B · 0.98%
Webster Bank, N.A. NY$1.1B · 0.02%

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Source: U.S. Department of Labor, Form 5500 series, EIN 132642206 · Verify on EFAST2 · Amounts are as reported by the plan sponsor for the plan year shown.