Plan Ledger DOL Form 5500 · updated monthly

Imperial Capital, LLC401(k)

THE IMPERIAL CAPITAL, LLC 401(K) PLAN · LOS ANGELES, CA · plan year 2024

Reported admin expense ratio · 2024
0.27%

Peer grade: B+ · admin costs + employer contributions vs same-size plans · how grading works

Imperial Capital, LLC reported $112,002 in plan administrative expenses for 2024: 0.27% of average plan assets, below the peer median. Employer contributions averaged $3,055 per active participant. This ratio covers administrative expenses reported on the plan's Schedule H only; fund-level expense ratios are not included in public structured data — see methodology.

Across the 3 years on file its reported administrative ratio has held roughly steady near 0.27%. The plan sits in the $10M–$50M size bracket, benchmarked here against 27,838 comparable plans and shown alongside other finance & insurance employers. By assets it is the 1,936th-largest of 9,483 plans among California employers on file, and the 1,810th of 4,798 in finance & insurance. In 2024, employees put in $4.79 for every $1.00 the employer contributed; active participation has shrunk from 132 to 90 since 2022.

Plan summary
Net assets, end of year$44,788,788
Participants with balances161
Active participants90
Employer contributions$274,944
Employee contributions$1,316,342
Employer contribution per active participant$3,055
Average account balance$278,191
Benefits paid to participants$1,278,956
Plan auditDisclaimer of opinion
AuditorBDO
Plan history3
Yearassets · accounts · employer contribution
2024$44.8M · 161 accts · $275K emplr
2023$38.1M · 178 accts · $319K emplr
2022$32.5M · 183 accts · $570K emplr
Administrative expenses, itemized · 2024
Recordkeeping & contract admin$36,453
Investment management$75,549
Total administrative$112,002
The Imperial Capital, LLC 401(k) match · 2024
Employer contribution per active participant$3,055
Median for plans this size$2,416
2024$3,055 per active participant
2023$2,707 per active participant
2022$4,320 per active participant

Imperial Capital, LLC's 2024 employer contribution ran above the $2,416 median for plans its size. Filings report dollars actually contributed, not the match formula; the formula itself (for example, 50% of the first 6% of pay) lives in the plan's summary plan description from HR.

What these fees cost you

Annual cost at the plan's reported 2024 administrative ratio, against the median plan its size; fund expense ratios are extra. Compare any plan.

Service providers · 20243
SCHWAB RETIREMENT PLAN SERVICES INC · Recordkeeping$36,453
KESTRA FINANCIAL INC · Investment management$75,549

Compensation shown is direct payments from plan assets reported on Schedule C. Providers paid through fund revenue-sharing appear as indirect.

Recordkeeper by year2
2024Charles Schwab
2023Charles Schwab

Looking for an account from a past job here? How to find an old 401(k).

Administrative cost history3
2024$112,002 · 0.27%
2023$82,361 · 0.23%
2022$95,821 · 0.26%
Similar plansFinance & Insurance · California
Pcb Bank CA$46.6M · 0.07%
Montecito Bank and Trust CA$45.9M · 0.35%
Summit Funding, Inc. CA$45.7M · 0.25%
Keypoint Credit Union CA$45.4M · 0.22%
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Geovera Holdings, Inc. CA$44.7M · 0.05%
Plaza Home Mortgage, Inc. CA$44.1M · 0.23%

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Source: U.S. Department of Labor, Form 5500 series, EIN 954644495 · Verify on EFAST2 · Amounts are as reported by the plan sponsor for the plan year shown.