Plan Ledger DOL Form 5500 · updated monthly

Roth Capital Partners, LLCbenefits

Roth Capital Partners Employee Benefits Plan · NEWPORT BEACH, CA · plan year 2025

Broker compensation reported · 2025
$213,925

Roth Capital Partners, LLC's benefits plans covered 219 active participants in 2025, providing health · life · dental · vision · long-term disability · death benefits · other. Insurance brokers and agents were paid $213,925 in commissions and fees, costs that ultimately come out of what the employer and employees pay for coverage. That is $977 per covered person, in the top 10% of employer plans that report broker pay. Broker pay rose 4.0% from $205,747 in 2024.

Insurance contracts · 20254
BLUE CROSS OF CALIFORNIA · health drug hmo ppopremiums n/a · 410 covered
METROPOLITAN LIFE INSURANCE COMPANY · dental visionpremiums n/a · 330 covered
SAFEGUARD HEALTH PLANS, INC., A CALIFORNIA CORPORATION · dental hmopremiums n/a · 26 covered
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY · life ltdpremiums n/a · 219 covered
Brokers & agents paid · 20252
MARSH AND MCLENNAN AGENCY, LLC$212,308 · incl $2,886 fees
MARSH AND MCLENNAN$1,617 · incl $1,617 fees
Also brokered by Marsh McLennan Agency5
Rme LTD. LLC CO$10,578,643

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Source: DOL Form 5500 Schedule A, plan year 2025, EIN 330947643 · Verify on EFAST2 · Amounts are as reported by the plan sponsor.