Plan Ledger DOL Form 5500 · updated monthly

B. Riley Financial, Inc.benefits

B. Riley Financial, Inc. Employee Benefits Plan · WESTLAKE VILLAGE, CA · plan year 2024

Previously filed as B Riley Financial, Inc. Same employer identification number; renames and acquisitions are why old benefits and 401(k) accounts get lost.

Broker compensation reported · 2024
$86,609

B. Riley Financial, Inc.'s benefits plans covered 796 active participants in 2024, providing health · life · dental · vision · short-term disability · long-term disability · death benefits · other. Insurance brokers and agents were paid $86,609 in commissions and fees, costs that ultimately come out of what the employer and employees pay for coverage. That is $109 per covered person, below the median for employer plans that report broker pay. Broker pay fell 3.1% from $89,379 in 2023.

Insurance contracts · 20247
METROPOLITAN LIFE INSURANCE COMPANYpremiums n/a · 370 covered
PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY · stdpremiums n/a · 2 covered
AETNA LIFE INSURANCE COMPANY · dental visionpremiums n/a · 1,941 covered
METROPOLITAN LIFE INSURANCE COMPANY · life std ltdpremiums n/a · 1,358 covered
METROPOLITAN LIFE INSURANCE COMPANY · stdpremiums n/a · 156 covered
PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY · stdpremiums n/a · 10 covered
METROPOLITAN LIFE INSURANCE COMPANYpremiums n/a · 394 covered
Brokers & agents paid · 20243
HUB INTERNATIONAL INS SVCS INC.$86,007 · incl $51,123 fees
M FINANCIAL HOLDINGS INC$40 · incl $40 fees
2 individual agents · names withheld$562

Individual agents paid under $1,000 on this filing are shown as a total. The amounts are as filed; only the personal names are withheld.

Also brokered by HUB International5
Autozone, Inc. TN$4,329,860
Aspen HR Peo, LLC FL$3,007,524

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Source: DOL Form 5500 Schedule A, plan year 2024, EIN 270223495 · Verify on EFAST2 · Amounts are as reported by the plan sponsor.