Plan Ledger DOL Form 5500 · updated monthly

Clsa Americas, LLC401(k)

CLSA AMERICAS, LLC 401(K) SAVINGS PLAN · NEW YORK, NY · plan year 2023

Reported admin expense ratio · 2023
0.07%

Peer grade: A · admin costs + employer contributions vs same-size plans · how grading works

Clsa Americas, LLC reported $19,585 in plan administrative expenses for 2023: 0.07% of average plan assets, lower than ~75% of peers. Employer contributions averaged $12,867 per active participant. This ratio covers administrative expenses reported on the plan's Schedule H only; fund-level expense ratios are not included in public structured data — see methodology.

Across the 3 years on file its reported administrative ratio has held roughly steady near 0.059%. The plan sits in the $10M–$50M size bracket, benchmarked here against 26,779 comparable plans and shown alongside other finance & insurance employers. By assets it is the 1,869th-largest of 5,648 plans among New York employers on file, and the 2,328th of 4,798 in finance & insurance. In 2023, employees put in $1.35 for every $1.00 the employer contributed.

Plan summary
Net assets, end of year$31,905,467
Participants with balances122
Active participants57
Employer contributions$733,415
Employee contributions$993,748
Employer contribution per active participant$12,867
Average account balance$261,520
Benefits paid to participants$3,108,061
Plan auditUnmodified (clean) audit opinion
AuditorCITRIN COOPERMAN&COMPANY LLP
Plan history3
Yearassets · accounts · employer contribution
2024$31.8M · 108 accts · $727K emplr
2023$31.9M · 122 accts · $733K emplr
2022$28.2M · 126 accts · $756K emplr
Administrative expenses, itemized · 2023
Recordkeeping & contract admin$19,061
Investment management$524
Total administrative$19,585
The Clsa Americas, LLC 401(k) match · 2023
Employer contribution per active participant$12,867
Median for plans this size$2,440
2024$13,466 per active participant
2023$12,867 per active participant
2022$13,494 per active participant

Clsa Americas, LLC's 2023 employer contribution ran above the $2,440 median for plans its size, placing it in the top quarter of its peers. Filings report dollars actually contributed, not the match formula; the formula itself (for example, 50% of the first 6% of pay) lives in the plan's summary plan description from HR.

What these fees cost you

Annual cost at the plan's reported 2023 administrative ratio, against the median plan its size; fund expense ratios are extra. Compare any plan.

Service providers · 20232
SCHWAB RETIREMENT PLAN SERVICES,INC · Recordkeeping · Investment advisory (participants)$19,585
CHARLES SCHWAB & CO., INC. · Securities brokerage$232

Compensation shown is direct payments from plan assets reported on Schedule C. Providers paid through fund revenue-sharing appear as indirect.

Recordkeeper by year2
2024Charles Schwab
2023Charles Schwab

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Administrative cost history3
2024$18,774 · 0.06%
2023$19,585 · 0.07%
2022$19,693 · 0.06%
Similar plansFinance & Insurance · New York
Country-Wide Insurance Co. NY$31.9M · 0.23%
Woori America Bank NY$31.8M · 0.38%
Orange County Bancorp Inc. NY$31.7M · 0.09%
Watertown Savings Bank NY$31.4M · 0.00%

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Source: U.S. Department of Labor, Form 5500 series, EIN 460882815 · Verify on EFAST2 · Amounts are as reported by the plan sponsor for the plan year shown.